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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-06-29
  • VA RA
    APPROVED
    Since 2023-06-29

Branch Locations

310 South Main Street, Rocky Mount, VA 24151 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 12/2015 Present
Layman Financial Penhook VA 12/2015 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
Dhl Holdings Rocky Mount VA 01/2025 Present
  • 12/2015 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 12/2015 → Present
    Layman Financial
    Penhook, VA
  • 06/2023 → Present
    Schaumburg, IL
  • 01/2025 → Present
    Dhl Holdings
    Rocky Mount, VA
Previous Registrations
  • 2013-10-01 → 2015-11-24
    Truist Investment Services, Inc.
    Roanoke, VA
    Roanoke, VA
    Lynchburg, VA
  • 2011-05-24 → 2013-08-02
    St Louis, MO
    Rocky Mount, VA
    Rocky Mount, VA
Other Businesses

1. NAME OF OTHER BUSINESS: LAYMAN FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR, REGISTERED REPRESENTATIVE, RETIREMENT PLANNING, ESTATE PLANNING, INVESTMENT PLANNING, GENERAL FINANCIAL PLANNING, BROKERAGE AND INSURANCE SERVICES 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE BRIEF DESCRIPTION OF DUTIES: PRESIDE OVER BOARD MEETINGS 3. NAME OF OTHER BUSINESS: CHRIST COMMUNITY CHURCH INVESTMENT RELATED: NO ADDRESS: 14900 OLD FRANKLIN TPKE, PENHOOK, VA 24137 NATURE OF BUSINESS: RELIGIOUS START DATE: 06/2018 POSITION/TITLE/RELATIONSHIP: PASTOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: LEAD SERVICES AND GENERAL CHURCH LEADER DUTIES. 4. NAME OF OTHER BUSINESS: LAKE CHRISTIAN MINISTRIES INVESTMENT RELATED: NO, ADDRESS: 13157 SOTH OLD MONATA ROAD, MOATA, VA, 24212 NATURE OF BUSINESS: NON-PROFIT, START DATE: 10/2021, POSITION/TITLE/RELATIONSHIP: BOD-VICE CHAIRPERSON, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: GOVERNANCE COMMITTEE CHAIRPERSON, RECRUITING REPUTABLE BOARD MEMBERS; 5. NAME OF OTHER BUSINESS: DHL HOLDINGS, INVESTMENT RELATED: NO, ADDRESS: 377 FRANKLIN STREET, ROCKY MOUNT, VA 24151, NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2025, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: SALON RENTS THE SPACE FROM US; 6. NAME OF OTHER BUSINESS: RESOLUTION GROUP LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: MAINTAIN BUILDING FOR USE BY MY BUSINESS AND THE BUSINESS OF MY PARTNER;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-25
  • S66 Uniform Combined State Law Examination
    2011-03-25
Designations

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