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Keith Lyman Carter

Ascendor Wealth, LLC

Wilmington, NC

CRD 5887012

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Employer firm

Ascendor Wealth, LLC CRD 148969

$146M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Ascendor Wealth, Llc

5700 Oleander Drive, Wilmington, NC 28403 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2011-02-21
  • NC RA
    APPROVED
    Since 2011-02-21

Branch Locations

5700 Oleander Drive, Wilmington, NC 28403 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ascendor Wealth, Llc Wilmington NC 02/2011 Present
Graves May, Pllc Wilmington NC 07/2013 Present
  • 02/2011 → Present
    Ascendor Wealth, Llc
    Wilmington, NC
  • 07/2013 → Present
    Graves May, Pllc
    Wilmington, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-02-18
  • S65 Uniform Investment Adviser Law Examination
    2011-02-18
Designations
  • Certified Financial Planner

View on SEC IAPD

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