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Usa Financial Securities LLC CRD 103857
$297M regulatory AUM 374 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6020 East Fulton Street, Ada, MI 49301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2014-12-04 |
| IN | RA | APPROVED | 2007-03-20 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Usa Financial Corporation | Ada | MI | 10/2006 | Present |
Wismore Financial - 20 Radny Drive, Lowell, MI 49331. Heath & Life Insurance. Start Date 10/25/2006. Non-Investment Related. Provide Annuity and Life Insurance to clients. 2 hours per month. 2 hours per month devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-06-27 |
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