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Bruce Allen Wisler

Usa Financial Securities LLC

Ada, MI

CRD 4167779

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Employer firm

Usa Financial Securities LLC CRD 103857

$297M regulatory AUM 374 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Usa Financial Securities Llc

6020 East Fulton Street, Ada, MI 49301 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2014-12-04
IN RA APPROVED 2007-03-20
  • MI RA
    APPROVED
    Since 2014-12-04
  • IN RA
    APPROVED
    Since 2007-03-20

Branch Locations

6020 E. Fulton Street, Ada, MI 49301 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Usa Financial Corporation Ada MI 10/2006 Present
  • 10/2006 → Present
    Usa Financial Corporation
    Ada, MI
Previous Registrations
  • 2005-07-06 → 2005-10-05
    Chase Investment Services Corp.
    Chicago, IL
  • 2003-10-21 → 2005-07-06
    Banc One Securities Corporation
    Rockford, MI
  • 2000-07-05 → 2003-10-13
    Grand Rapids, MI
Other Businesses

Wismore Financial - 20 Radny Drive, Lowell, MI 49331. Heath & Life Insurance. Start Date 10/25/2006. Non-Investment Related. Provide Annuity and Life Insurance to clients. 2 hours per month. 2 hours per month devoted during securities trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-06-27
  • S66 Uniform Combined State Law Examination
    2000-06-27

View on SEC IAPD

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