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1800 Bayberry Court, Suite 301, Richmond, VA 23226 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-09-07 |
| VA | RA | APPROVED | 2023-09-07 |
Branch Locations
1800 Bayberry Court, Suite 301, Richmond, VA 23226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pioneer Investment Management Usa, Inc. | Boston | MA | 09/2015 | 12/2016 |
| Harbor Funds Distributors | Boston | MA | 12/2016 | 05/2019 |
| Harbor Capital Advisors | Boston | MA | 12/2016 | 05/2019 |
| Amundi Distributor Us, Inc. | Boston | MA | 06/2019 | 08/2023 |
| The London Company Of Virginia | Richmond | VA | 09/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-03-23 |
| S65 | Uniform Investment Adviser Law Examination | 2011-03-09 |
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