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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-12-04 |
| AZ | RA | APPROVED | 2017-10-19 |
Branch Locations
15150 W. Park Place, Suite 114, Goodyear, AZ 85395 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 01/2011 | 10/2017 |
| Raymond James Financial Services, Inc. | Goodyear | AZ | 10/2017 | Present |
| Raymond James Financial Services Advisors Inc. | Goodyear | AZ | 10/2017 | Present |
(1) Name of Business: Address: 15150 W Park Pl Ste 114, Goodyear, AZ, 85395-2386, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/13/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would like to sell a SPIA from Jackson, as I have a client who has a court appointed request for the sale of their home to be placed in this product. (2) Name of Business: Providence Financial Services Address: 15150 W Park Place, Suite 114, Goodyear, AZ, 85396, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/29/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (3) Name of Business: TLT Partners LLC Address: 880 Carillon Parkway, Saint Petersburg, FL, 33716, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/25/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part owner of LLC
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-03-28 |
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