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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-12-04
AZ RA APPROVED 2017-10-19
  • TX RA
    APPROVED_RES
    Since 2017-12-04
  • AZ RA
    APPROVED
    Since 2017-10-19

Branch Locations

15150 W. Park Place, Suite 114, Goodyear, AZ 85395 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 01/2011 10/2017
Raymond James Financial Services, Inc. Goodyear AZ 10/2017 Present
Raymond James Financial Services Advisors Inc. Goodyear AZ 10/2017 Present
Previous Registrations
  • 2011-06-21 → 2017-10-17
    St Louis, MO
    Goodyear, AZ
    Montpelier, VT
Other Businesses

(1) Name of Business: Address: 15150 W Park Pl Ste 114, Goodyear, AZ, 85395-2386, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 05/13/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I would like to sell a SPIA from Jackson, as I have a client who has a court appointed request for the sale of their home to be placed in this product. (2) Name of Business: Providence Financial Services Address: 15150 W Park Place, Suite 114, Goodyear, AZ, 85396, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO Investment Related: No Start Date: 12/29/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner (3) Name of Business: TLT Partners LLC Address: 880 Carillon Parkway, Saint Petersburg, FL, 33716, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/25/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Part owner of LLC

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-28
  • S66 Uniform Combined State Law Examination
    2011-03-28
Other Names
  • Timothy Divito
  • Timothy R Divito
  • Tinothy Robert Divito

View on SEC IAPD

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