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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-10-07 |
| CA | RA | APPROVED | 2025-10-02 |
Branch Locations
1130 Bellevue Way Ne, Bellevue, WA 98004 • United States
999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Bellevue | WA | 09/2015 | 10/2025 |
| Hsbc Bank Usa, N.A. | Bellevue | WA | 08/2016 | 10/2025 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 10/2025 | Present |
RENTAL PROPERTY; INV RELATED; KIRKLAND, WA; RENTAL;100% OWNERSHIP; START DATE: 03/15/2020; 0 HRS PER MONTH; 0 HRS DURING TRADING RENTAL PROPERTY - 11307; INV RELATED; KIRKLAND, WA; RENTAL;100% OWNERSHIP; START DATE: 01/01/2020; 1 HRS PER MONTH; 0 HRS DURING TRADING; | RENTAL PROPERTY 1085; INV RELATED; BELLEVUE, WA; RENTAL;100% OWNERSHIP; START DATE: 07/12/2022; 1 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 2012-05-03 |
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