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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-03-25
  • GA RA
    APPROVED
    Since 2017-03-25

Branch Locations

3720 Davinci Court Suite 150, Peachtree Corners, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Doraville GA 04/2000 03/2017
Massachusetts Mutual Life Insurance Company Peachtree Corners GA 07/2016 Present
Mml Investors Services, Llc Peachtree Corners GA 03/2017 Present
  • 04/2000 → 03/2017
    Metlife Securities Inc
    Doraville, GA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Peachtree Corners, GA
  • 03/2017 → Present
    Peachtree Corners, GA
Previous Registrations
  • 2007-03-09 → 2017-03-25
    Msi Financial Services, Inc.
    Atlanta, GA
    Alpharetta, GA
    Norcross, GA
Other Businesses

(1)NAME: YOON YONG LIM INV REL: Y ADDR: 3720 DAVINCI CT SUITE 150 PEACHTREE CORNERS GA 30092 NATURE: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH, GROUP LIFE, & GROUP HEALTH POSITION: SALES/AGENT START: 03/15/2019 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-23
S63 Uniform Securities Agent State Law Examination 2000-07-10
  • S65 Uniform Investment Adviser Law Examination
    2006-05-23
  • S63 Uniform Securities Agent State Law Examination
    2000-07-10

View on SEC IAPD

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