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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-11
CT RA APPROVED 2011-08-30
  • TX RA
    APPROVED_RES
    Since 2022-02-11
  • CT RA
    APPROVED
    Since 2011-08-30

Branch Locations

190 Sound Beach Ave, Old Greenwich, CT 06870 • United States

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Greenwich CT 11/2010 Present
Wells Fargo Advisors Llc Greenwich CT 07/2011 11/2016
Wells Fargo Clearing Services, Llc Greenwich CT 11/2016 Present
  • 11/2010 → Present
    Wells Fargo Bank, N.A.
    Greenwich, CT
  • 07/2011 → 11/2016
    Wells Fargo Advisors Llc
    Greenwich, CT
  • 11/2016 → Present
    Greenwich, CT
Other Businesses

HARVEST TIME CHURCH; INV. RELATED; GREENWICH, CT; TREASURER; START DATE 12/1/2022; 4 HRS PER MONTH; 0 HRS DURING TRADING; ATTENDING MEETINGS TO DISCUSS HOW THE CHURCH IS TRACKING ON A MONTHLY BASIS, PARTICIPATING AS AN ELDER WHICH INVOLVES PRAYER, FASTING ON SPIRITUAL MATTERS, AND ASSISTING IN SETTING UP AN ANNUAL BUDGET.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-09
  • S66 Uniform Combined State Law Examination
    2020-12-09

View on SEC IAPD

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