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Current Employers
Belle Haven Investments, L.P.

800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-05-17
TX RA APPROVED 2025-05-17
  • NY RA
    APPROVED
    Since 2025-05-17
  • TX RA
    APPROVED
    Since 2025-05-17

Branch Locations

800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States

Austin, TX • United States

800 Westchester Avenue Suite N607, Rye Brook, NY 10573 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hutchinson, Shockey, Erley & Co/Huntington Securities Chicago IL 11/2010 03/2023
Loop Capital Markets Llc Austin TX 04/2023 07/2023
Belle Haven Investment, L.P. Rye Brook NY 07/2023 Present
  • 11/2010 → 03/2023
    Hutchinson, Shockey, Erley & Co/Huntington Securities
    Chicago, IL
  • 04/2023 → 07/2023
    Loop Capital Markets Llc
    Austin, TX
  • 07/2023 → Present
    Belle Haven Investment, L.P.
    Rye Brook, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-05-16
S63 Uniform Securities Agent State Law Examination 2011-05-20
  • S65 Uniform Investment Adviser Law Examination
    2025-05-16
  • S63 Uniform Securities Agent State Law Examination
    2011-05-20

View on SEC IAPD

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