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800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-05-17 |
| TX | RA | APPROVED | 2025-05-17 |
Branch Locations
800 Westchester Avenue Suite N607, Rye Brook, NY 10573-1301 • United States
Austin, TX • United States
800 Westchester Avenue Suite N607, Rye Brook, NY 10573 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hutchinson, Shockey, Erley & Co/Huntington Securities | Chicago | IL | 11/2010 | 03/2023 |
| Loop Capital Markets Llc | Austin | TX | 04/2023 | 07/2023 |
| Belle Haven Investment, L.P. | Rye Brook | NY | 07/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-05-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-20 |
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