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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-08-01
PA RA APPROVED 2017-01-11
  • TX RA
    APPROVED_RES
    Since 2024-08-01
  • PA RA
    APPROVED
    Since 2017-01-11

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

Five Valley Square, 512 Township Line Road, Suite, Blue Bell, PA 19422 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Woodbury Financial Services Inc Collegeville PA 11/2014 12/2016
Lpl Financial, Llc Blue Bell PA 01/2017 Present
Private Advisor Group, Llc Blue Bell PA 01/2017 Present
  • 11/2014 → 12/2016
    Woodbury Financial Services Inc
    Collegeville, PA
  • 01/2017 → Present
    Lpl Financial, Llc
    Blue Bell, PA
  • 01/2017 → Present
    Blue Bell, PA
Previous Registrations
  • 2014-11-18 → 2017-01-13
    Woodbury Financial Services, Inc.
    Collegeville, PA
  • 2013-11-21 → 2014-03-28
    Paramus, NJ
Other Businesses

1. 1/4/17- RISLER FINANCIAL MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2. 1/4/17-Real Estate Rental-owner- Inv. Related- Norristown, PA - start date 8/1/06 3. 1/4/17- INSURANCE CONSULTING- Non-Variable Insurance- Inv. Related- at reported business location(s)- start date 10/1/2014- 15% 4. 1/17/2017 - Private Advisor Group - DBA: (Hybrid) RISLER FINANCIAL MANAGEMENT - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 1/3/2017 - Time Spent 100% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 1/17/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 1/17/2017 - PRIVATE ADVISOR GROUP - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/3/2017 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Private Advisor Group, LLC, an independent investment advisor firm. I started this business activity on 1/17/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6. 1/6/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 12/31/2019 - 1 Hour Per Month/1 Hour During Securities Trading. 7. 3/7/2023 - EWD & Associates, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/08/2023 - 160 Hours Per Month/8 Hours During Securities Trading 8. 3/13/2023 - Risler Financial Holdings, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date - 01/31/2023 - 5 Hours Per Month/5 Hours During Securities Trading 9. 11/13/2025 - Brandywine Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 11/10/2025 - 15 hours per month/ 8 hours during trading 10. 12/29/2025 - Real Estate Rental - Landlord - Investment Related - Conshohocken, PA - Start Date 01/01/2025 - 2 hours per monthy

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-13
S63 Uniform Securities Agent State Law Examination 2011-10-03
  • S65 Uniform Investment Adviser Law Examination
    2013-11-13
  • S63 Uniform Securities Agent State Law Examination
    2011-10-03

View on SEC IAPD

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