Matthew Joseph Nawrocki

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 02/2022
  Guggenheim Funds Distributors, Llc
  Chicago, IL
• 02/2022 → 07/2022
  Royal Alliance Associates, Inc.
  Rochester, MI
• 07/2022 → Present
  Alt Fund Distributors
  New York, NY
• 07/2024 → Present
  Osaic
  Southfield, MI

Previous Registrations

• 2023-07-10 → 2024-07-08
  Catalyst Capital Advisors Llc
  San Juan, PR
  Rochester, MI

Other Businesses

1. NAWROCKI WEALTH MANAGEMENT - FIXED INSURANCE POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 07/12/2024 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 2. NAWROCKI WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/12/2024 ADDRESS: 28411 Northwestern Hwy, Suite 1300, Southfield MI 48034, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 3. NAWROCKI WEALTH MANAGEMENT POSITION: Administrative Marketing Support NATURE: S Corp INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/12/2024 ADDRESS: 687 Talcott Avenue, Lemont IL 60439 DESCRIPTION: In my administrative capacity, I offer hourly marketing support to Joe Nawrocki. 4. BELL & ASSOCIATES POSITION: Consultant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2025 ADDRESS: 8300 Hall Road, Suite 201, Utica MI 48317 DESCRIPTION: I am aiding the financial advisors at Bell & Associates with their investment models, rebalancing, researching, and trading. They will look to me for market research on mutual funds, ETFs, and other investable securities. 5. NOBLEMARK FINANCIAL STRATEGIES POSITION: Consultant NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 01/01/2025 ADDRESS: 8300 Hall Road, Suite 201, Utica MI 48317 DESCRIPTION: I am aiding the financial advisors at Noblemark Financial Strategies with their investment models, rebalancing, researching, and trading. They will look to me for market research on mutual funds, ETFs, and other investable securities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-08
• S63 Uniform Securities Agent State Law Examination
  2011-09-16

Other Names

• Matthew Nawrocki