Kristen Kelly Gratton

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → Present
  Massmutual Life Insurance Company
  Beaver Falls, PA
• 03/2011 → Present
  Mml Investors Services
  Beaver Falls, PA

Other Businesses

(1)NAME: THE KERR AGENCY, INC. INV REL: Y ADD: 110 BLACKHAWK ROAD, BEAVER FALLS PA 15010 NATURE: HEALTH AND PROPERTY/CASULATY POSITION: SALES AND AGENT START DATE: 4/1/2011 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SALES AND AGENT FOR HEALTH AND PROPERTY/CASUALTY INSURANCE. (2)NAME:GRATTON & KERR FINANCIAL GROUP LLC, INV REL:Y ADDR:110 BLACKHAWK ROAD, BEAVER FALLS PA 15010, NATURE:PROVIDE INSURANCE, ADVISORY AND FINANCIAL SERVICES TO CLIENTS, POSITION:OWNER, START: 10/13/2022, NO HR/MO: 20 NO HR/MO DUR TRADING:20, DUTIES:CRIA REGISTERED REPRESENTATIVE PROVIDING INSURANCE ADVISORY AND FINANCIAL SERVICES TO CLIENTS. (3)NAME: GRATTON HOLDINGS LLC, INV REL:Y ADDR: 547 BEAVER ST EXT, MARS PA16046, NATURE: RENTAL INCOME, POSITION: OWNER START: 7/1/2024, NO HR/MO: 2 NO HR/MO DUR TRADING: 2 DUTIES: LANDLORD

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-01-26
• S63 Uniform Securities Agent State Law Examination
  2011-03-30

Designations

• Certified Financial Planner
• Chartered Financial Consultant