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Nicholas Wesley Gardner

One Capital Management, LLC

Walnut Creek, CA

Westlake Village, CA

CRD 5885913

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Employer firm

One Capital Management, LLC CRD 114861

$8.53B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
One Capital Management, Llc

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-03
  • CA RA
    APPROVED
    Since 2025-09-03

Branch Locations

1850 Mt. Diablo Blvd. Suite 605, Walnut Creek, CA 94596 • United States

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Woodside CA 04/2006 05/2017
Tiaa Oakland CA 05/2017 08/2025
Tiaa-Cref Individual & Institutional Services, Llc Oakland PA 05/2017 08/2025
One Capital Management Walnut Creek CA 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-05-25
S65 Uniform Investment Adviser Law Examination 2011-03-14
  • S63 Uniform Securities Agent State Law Examination
    2017-05-25
  • S65 Uniform Investment Adviser Law Examination
    2011-03-14

View on SEC IAPD

Nearby Firms

USCF ADVISERS
BURTON ENRIGHT WELCH
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Nearby Investors

CHRISTOPHER STEPHEN HUGHES
Gerwin de Haan
KELLY METZLER RANDALL

Nearby Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA

More in Walnut Creek, CA

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