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Nicholas Wesley Gardner

One Capital Management, LLC

Walnut Creek, CA

Westlake Village, CA

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Current Employers
One Capital Management, Llc

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-03
  • CA RA
    APPROVED
    Since 2025-09-03

Branch Locations

1850 Mt. Diablo Blvd. Suite 605, Walnut Creek, CA 94596 • United States

3075 Townsgate Road Suite 350, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Woodside CA 04/2006 05/2017
Tiaa Oakland CA 05/2017 08/2025
Tiaa-Cref Individual & Institutional Services, Llc Oakland PA 05/2017 08/2025
One Capital Management Walnut Creek CA 09/2025 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-05-25
S65 Uniform Investment Adviser Law Examination 2011-03-14
  • S63 Uniform Securities Agent State Law Examination
    2017-05-25
  • S65 Uniform Investment Adviser Law Examination
    2011-03-14

View on SEC IAPD

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