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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2026-01-30
TX RA APPROVED 2026-01-29
  • GA RA
    APPROVED
    Since 2026-01-30
  • TX RA
    APPROVED
    Since 2026-01-29

Branch Locations

Canton, GA • United States

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Co Atlanta GA 07/2010 11/2022
Mml Investors Services, Llc Atlanta GA 02/2011 11/2022
Cliftonlarsonallen Wealth Advisors, Llc Atlanta GA 10/2022 12/2025
Mml Investors Services, Llc Atlanta GA 01/2026 Present
Massmutual Life Insurance Co Atlanta GA 01/2026 Present
Previous Registrations
Other Businesses

(1) NAME: NETWORKING ON TAP, LLC, INV REL: N, ADD: 208 SUNDANCE DR., WOODSTOCK, GA 30188, NATURE: SOCIAL NETWORKING GROUP, POSITION: FOUNDER/OWNER, START DATE: 1/5/2026, NO. HR/MO: 4, NO. HR/MO DURING SEC TRADING: 0, DUTIES: HELP DESIGN AND CREATE NETWORKING SOCIAL EVENTS (2) NAME: NIEHOFF HOME & FINANCE, LLC, INV REL: Y, ADD: AT RESIDENTIAL ADDRESS, NATURE: ASSISTANCE WITH REALTOR DUTIES, POSITION: OWNER, START DATE: 01/05/2026, NO. HR/MO: 4, NO. HR/MO DURING SEC TRADING: 0, DUTIES: PLACE SIGNAGE FOR REALTOR BUSINESS

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-03-01
S63 Uniform Securities Agent State Law Examination 2011-07-12
  • S65 Uniform Investment Adviser Law Examination
    2022-03-01
  • S63 Uniform Securities Agent State Law Examination
    2011-07-12
Other Names
  • Joseph Niehoff

View on SEC IAPD

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