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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-07
FL RA APPROVED 2025-06-30
  • TX RA
    APPROVED
    Since 2025-07-07
  • FL RA
    APPROVED
    Since 2025-06-30

Branch Locations

Plantation, FL • United States

350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Aventura FL 10/2013 02/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Plantation FL 02/2019 08/2019
Bank Of America, N.A. Plantation FL 04/2019 08/2019
Morgan Stanley Fort Lauderdale FL 08/2019 06/2020
Morgan Stanley Private Bank, N.A. New York NY 09/2019 06/2020
Fidelity Investments Ft. Lauderdale FL 06/2020 06/2025
Fidelity Investments Boston MA 03/2025 06/2025
Ameriprise Financial Services Llc Fort Lauderdale FL 06/2025 Present
  • 10/2013 → 02/2019
    Ameriprise Financial Services, Inc.
    Aventura, FL
  • 02/2019 → 08/2019
    Plantation, FL
  • 04/2019 → 08/2019
    Bank Of America, N.A.
    Plantation, FL
  • 08/2019 → 06/2020
    Fort Lauderdale, FL
  • 09/2019 → 06/2020
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 06/2020 → 06/2025
    Fidelity Investments
    Ft. Lauderdale, FL
  • 03/2025 → 06/2025
    Fidelity Investments
    Boston, MA
  • 06/2025 → Present
    Fort Lauderdale, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-01
  • S66 Uniform Combined State Law Examination
    2011-10-01
Designations

View on SEC IAPD

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