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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-07 |
| FL | RA | APPROVED | 2025-06-30 |
Branch Locations
Plantation, FL • United States
350 E Las Olas Blvd Ste 1700, Ft Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Aventura | FL | 10/2013 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Plantation | FL | 02/2019 | 08/2019 |
| Bank Of America, N.A. | Plantation | FL | 04/2019 | 08/2019 |
| Morgan Stanley | Fort Lauderdale | FL | 08/2019 | 06/2020 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 09/2019 | 06/2020 |
| Fidelity Investments | Ft. Lauderdale | FL | 06/2020 | 06/2025 |
| Fidelity Investments | Boston | MA | 03/2025 | 06/2025 |
| Ameriprise Financial Services Llc | Fort Lauderdale | FL | 06/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-10-01 |
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