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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-07-10 |
| CA | RA | APPROVED | 2023-01-23 |
Branch Locations
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
120 Browns Valley Pkwy, Vacaville, CA 95688 • United States
901 Main St, Napa, CA 94559 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Emeryville | CA | 02/2011 | 11/2016 |
| Wells Fargo Bank, N.A. | Emeryville | CA | 01/2006 | Present |
| Wells Fargo Clearing Services, Llc | Emeryville | CA | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-22 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-18 |
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