Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-11-17 |
| NE | RA | APPROVED | 2024-09-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Financial Resources, Llc | Lincoln | NE | 01/2021 | Present |
| Securities America, Inc. | Lincoln | NE | 10/2021 | 03/2024 |
| Oriental Trading Company | Omaha | NE | 03/2017 | 01/2021 |
| Jazzercise | Omaha | NE | 01/2016 | 07/2017 |
| Abante Marketing | Omaha | NE | 01/2015 | 02/2017 |
| Hayneedle | Omaha | NE | 09/2014 | 02/2017 |
| Lpl Financial Llc | Lincoln | NE | 03/2024 | Present |
1) 02/26/2024 - Compass Financial Resources - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 2) 02/26/2024 - Financial Markets Inc - Non-Variable Insurance - Selling: Term, whole life, fixed annuities, long term care, universal life - NE 68508 - Investment related - 40 Hours per month - Start date: 09/01/2021.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2022-02-04 |
Reach out to this advisor