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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-03-19 |
| FL | RA | APPROVED | 2017-09-01 |
Branch Locations
11300 Us Hwy 1 Suite 307, Palm Beach Gardens, FL 33408 • United States
459 Washington Street Suite 21, Duxbury, MA 02332 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A. | Boston | MA | 09/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boston | MA | 06/2016 | 05/2017 |
| Hightower Securities, Llc | West Palm Beach | FL | 05/2017 | Present |
| Hightower Advisors, Llc | West Palm Beach | FL | 05/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-05 |
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