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Thomas X Parker

Hightower Advisors, LLC

Palm Beach Gardens, FL

Duxbury, MA

Chicago, IL

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Current Employers
Hightower Advisors, Llc

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-03-19
FL RA APPROVED 2017-09-01
  • MA RA
    APPROVED
    Since 2018-03-19
  • FL RA
    APPROVED
    Since 2017-09-01

Branch Locations

11300 Us Hwy 1 Suite 307, Palm Beach Gardens, FL 33408 • United States

459 Washington Street Suite 21, Duxbury, MA 02332 • United States

200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Boston MA 09/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 06/2016 05/2017
Hightower Securities, Llc West Palm Beach FL 05/2017 Present
Hightower Advisors, Llc West Palm Beach FL 05/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-23
S63 Uniform Securities Agent State Law Examination 2011-04-05
  • S66 Uniform Combined State Law Examination
    2012-04-23
  • S63 Uniform Securities Agent State Law Examination
    2011-04-05
Other Names
  • Thomas X Parker
  • Thomas Xavier Parker

View on SEC IAPD

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