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Adam Richard Mattson

Horizon Investments LLC

Charlotte, NC

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Current Employers
Horizon Investments Llc

6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-03
NC RA APPROVED 2025-01-03
  • IL RA
    APPROVED
    Since 2025-01-03
  • NC RA
    APPROVED
    Since 2025-01-03

Branch Locations

6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Keeley Investment Corp. Chicago IL 11/2012 02/2017
Keeley-Teton Advisors, Llc Chicago IL 03/2017 01/2018
G.DIstributors, Llc Chicago IL 04/2017 01/2018
Calamos Financial Services Llc Naperville IL 06/2018 09/2023
Unemployed Chicago IL 01/2018 06/2018
Horizon Investments Charlotte NC 10/2023 Present
Quasar Distributors, Llc Charlotte NC 01/2024 Present
  • 11/2012 → 02/2017
    Keeley Investment Corp.
    Chicago, IL
  • 03/2017 → 01/2018
    Keeley-Teton Advisors, Llc
    Chicago, IL
  • 04/2017 → 01/2018
    G.DIstributors, Llc
    Chicago, IL
  • 06/2018 → 09/2023
    Calamos Financial Services Llc
    Naperville, IL
  • 01/2018 → 06/2018
    Unemployed
    Chicago, IL
  • 10/2023 → Present
    Horizon Investments
    Charlotte, NC
  • 01/2024 → Present
    Quasar Distributors, Llc
    Charlotte, NC
Other Businesses

1) Horizon Investments LLC; Investment Related; Charlotte, NC; Investments; Regional Director; Start 10/2023; 160 hours per month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-01-03
S63 Uniform Securities Agent State Law Examination 2011-11-08
  • S65 Uniform Investment Adviser Law Examination
    2025-01-03
  • S63 Uniform Securities Agent State Law Examination
    2011-11-08
Other Names
  • Adam Richard Mattson
  • Adam Mattson

View on SEC IAPD

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