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6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-11-30 |
Branch Locations
6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Charlotte | NC | 04/2014 | 09/2016 |
| Lpl Financial Llc | Fort Mill | SC | 09/2016 | Present |
| Horizon Investments Llc | Charlotte | NC | 10/2018 | Present |
| Quasar Distributors Llc | Milwaukee | WI | 12/2018 | Present |
1.) Horizon Investments; Charlotte, NC; Investment related; Started 10/28/2018; Mutual Fund; Director of Client Operations; oversee day-to-day operations of the Horizon One consulting team and drive sales of Horizon One's consulting services and investment products; 200 hours per month with 0 hours during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 2012-03-23 |
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