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Kevin Mckeen Rafferty

Blackrock Investment Management, LLC

Princeton, NJ

Chicago, IL

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Current Employers
Blackrock Investment Management, Llc

1 University Square Drive, Princeton, NJ 08540 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-09-03
NJ RA APPROVED 2024-09-03
  • IL RA
    APPROVED
    Since 2024-09-03
  • NJ RA
    APPROVED
    Since 2024-09-03

Branch Locations

1 University Square Drive, Princeton, NJ 08540 • United States

227 W. Monroe Street Suite 2800, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guggenheim Funds Distributors, Llc Chicago IL 05/2014 06/2022
Lpl Financial Llc Hinsdale IL 10/2022 06/2023
Bridge Financial Technologies Chicago IL 06/2022 09/2022
Amplify Investments Llc Lisle IL 09/2023 06/2024
Foreside Fund Services, Llc Lisle IL 10/2023 06/2024
Blackrock Chicago IL 07/2024 Present
Blackrock Investments Llc Chicago IL 08/2024 Present
  • 05/2014 → 06/2022
    Guggenheim Funds Distributors, Llc
    Chicago, IL
  • 10/2022 → 06/2023
    Lpl Financial Llc
    Hinsdale, IL
  • 06/2022 → 09/2022
    Bridge Financial Technologies
    Chicago, IL
  • 09/2023 → 06/2024
    Amplify Investments Llc
    Lisle, IL
  • 10/2023 → 06/2024
    Foreside Fund Services, Llc
    Lisle, IL
  • 07/2024 → Present
    Blackrock
    Chicago, IL
  • 08/2024 → Present
    Blackrock Investments Llc
    Chicago, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-08-10
S63 Uniform Securities Agent State Law Examination 2012-02-17
  • S65 Uniform Investment Adviser Law Examination
    2023-08-10
  • S63 Uniform Securities Agent State Law Examination
    2012-02-17

View on SEC IAPD

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PRINCETON EQUITY GROUP
MERCATOR PARTNERS

Other Investors

DAVID WILLIAM SMITH
JOHN FRANCIS RYAN
ERICA DORAY SEREMETA
DUANE THOMAS LIEDL
MANUEL DAVID SEIDNER
RICHARD DALE WOLFE
MICHAEL JON HEILBRONN
ANGELA MARIE LIBRIZZI

Other Offices

SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ
MERCATOR PARTNERS · PRINCETON, NJ

More in Princeton, NJ

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