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Miguel O'HAra

Charles Schwab & Co., Inc.

Walnut Creek, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-11-12
  • CA RA
    APPROVED
    Since 2020-11-12

Branch Locations

1231 S. California Blvd, Walnut Creek, CA 94596-5122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Corte Madera CA 08/2015 10/2020
Jp Morgan Chase Bank, N.A. Corte Madera CA 08/2015 10/2020
Charles Schwab & Co., Inc. Walnut Creek CA 10/2020 Present
Charles Schwab Bank, Ssb Walnut Creek CA 10/2020 Present
  • 08/2015 → 10/2020
    Jp Morgan Securities Llc
    Corte Madera, CA
  • 08/2015 → 10/2020
    Jp Morgan Chase Bank, N.A.
    Corte Madera, CA
  • 10/2020 → Present
    Charles Schwab & Co., Inc.
    Walnut Creek, CA
  • 10/2020 → Present
    Charles Schwab Bank, Ssb
    Walnut Creek, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-13
S63 Uniform Securities Agent State Law Examination 2011-03-15
  • S66 Uniform Combined State Law Examination
    2013-08-13
  • S63 Uniform Securities Agent State Law Examination
    2011-03-15
Designations
Other Names
  • Miguel James O'HAra
  • Miguel James Ohara

View on SEC IAPD

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Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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