Miguel O'HAra

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → 10/2020
  Jp Morgan Securities Llc
  Corte Madera, CA
• 08/2015 → 10/2020
  Jp Morgan Chase Bank, N.A.
  Corte Madera, CA
• 10/2020 → Present
  Charles Schwab & Co., Inc.
  Walnut Creek, CA
• 10/2020 → Present
  Charles Schwab Bank, Ssb
  Walnut Creek, CA

Previous Registrations

• 2014-11-07 → 2020-10-23
  J.P. Morgan Securities Llc
  San Anselmo, CA
  Corte Madera, CA
  Eureka, CA
  Arcata, CA
  Novato, CA
  Sausalito, CA
  Corte Madera, CA
  Mill Valley, CA
  Sausalito, CA
  Mill Valley, CA
• 2014-01-16 → 2014-10-28
  Wells Fargo Clearing Services, Llc
  San Francisco, CA
  San Francisco, CA
• 2013-08-13 → 2014-01-13
  Morgan Stanley
  Oakland, CA

Exams

• S66 Uniform Combined State Law Examination
  2013-08-13
• S63 Uniform Securities Agent State Law Examination
  2011-03-15

Designations

• Certified Financial Planner

Other Names

• Miguel James O'HAra
• Miguel James Ohara