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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-01-31
TX RA APPROVED_RES 2010-07-23
GA RA APPROVED 2005-04-14
  • LA RA
    APPROVED
    Since 2018-01-31
  • TX RA
    APPROVED_RES
    Since 2010-07-23
  • GA RA
    APPROVED
    Since 2005-04-14

Branch Locations

1690 Stone Village Lane Suite 301, Kennesaw, GA 30152 • United States

Kennesaw, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.) Kennesaw GA 04/2005 Present
  • 04/2005 → Present
    Lpl Financial Llc (F/K/A Linsco/Private Ledger Corp.)
    Kennesaw, GA
Previous Registrations
Other Businesses

(1) 02/17/2005 - DBA ONLY - KRAUSE WEALTH MANAGEMENT GROUP, INC - KENNESAW, GA (2) 07/20/2005 - NON-VARIABLE INSURANCE - LIFE INSURANCE SALES ( TERM, UL, VUL) - KENNESAW, GA (3) 09/13/2010 - STONE VILLAGE 1, LLC - OWNERSHIP OF PRACTICE OFFICE BUILDING - AMENDING THIS TO SHOW THAT I AM NOW 100% OWNER OF STONE VILLAGE 1, LLC - KENNESAW, GA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-09
S63 Uniform Securities Agent State Law Examination 2000-06-07
  • S65 Uniform Investment Adviser Law Examination
    2005-03-09
  • S63 Uniform Securities Agent State Law Examination
    2000-06-07
Other Names
  • J.R. Henry Krause

View on SEC IAPD

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