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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-04-14 |
| TX | RA | APPROVED | 2020-04-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Central Financial Group | Johnston | IA | 11/2010 | Present |
| Ameritas Investment Corp | Lincoln | NE | 02/2011 | 01/2017 |
| Sii | Huxley | IA | 01/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Johnston | IA | 11/2018 | Present |
| Lpl Financial Llc | Johnston | IA | 03/2020 | Present |
1)04/03/2020 - CLARITY FINANCIAL PLANNING - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 04/2020 2)04/03/2020 - Non-Variable Insurance - inv rel - at reported business location(s) - start: 2008 - 25 hr/mth 3)04/03/2020 - Central Financial Group - Non-Variable Insurance - inv rel - at reported business location(s) - 25 hr mth
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-03-24 |
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