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Nicholas Wayne Mcspadden

J.P. Morgan Securities LLC

Vista, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-09-13
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2013-09-13
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

985 E. Vista Way, Vista, CA 92084 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Vista CA 07/2010 Present
J.P. Morgan Securities Llc Vista CA 10/2012 Present
Previous Registrations
  • 2012-01-03 → 2012-10-01
    Chase Investment Services Corp.
    Vista, CA
    Vista,, CA
    San Marcos, CA
    San Marcos, CA
    Oceanside, CA
    Oceanside, CA
    Oceanside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-12-28
S63 Uniform Securities Agent State Law Examination 2011-02-22
  • S66 Uniform Combined State Law Examination
    2011-12-28
  • S63 Uniform Securities Agent State Law Examination
    2011-02-22
Designations
Other Names
  • Nick Mcspadden
  • Nicholas W Mcspadden

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · VISTA, CA
COMMONWEALTH FINANCIAL NETWORK · Vista, CA
SCIENCE VENTURES MANAGEMENT, LLC · VISTA, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Vista, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VISTA, CA
J.P. MORGAN SECURITIES LLC · VISTA, CA
EDWARD JONES · VISTA, CA
LPL FINANCIAL LLC · VISTA, CA

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