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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-11-15 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | Plano | TX | 10/2024 | Present |
| All Western Mortgage Inc | Scottsdale | AZ | 05/2014 | 04/2021 |
| Loandepot.cOm Llc | Scottsdale | AZ | 04/2021 | 11/2022 |
| Fairway Independent Mortgage Corporation Inc | Glendale | AZ | 11/2022 | 09/2023 |
| Knights Of Columbus | Phoenix | AZ | 10/2023 | 08/2024 |
Ordinary Dad Life LLC. This is a hobby craft business I own. I make religious gifts and items for sale online via Etsy. ordinarydadlife.etsy.com. I am the Managing Member of the LLC and sole proprietor. I work roughly 3-4 hours a month on this business. It does not involve investment related activities. The nature of the work is crafting and fulfilling online orders. Revenue per year is less than $5k.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-11-14 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-22 |
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