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Christopher A Gonzalez

Fisher Investments

Plano, TX

CRD 5884675

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Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-11-15
  • TX RA
    APPROVED
    Since 2024-11-15

Branch Locations

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Plano TX 10/2024 Present
All Western Mortgage Inc Scottsdale AZ 05/2014 04/2021
Loandepot.cOm Llc Scottsdale AZ 04/2021 11/2022
Fairway Independent Mortgage Corporation Inc Glendale AZ 11/2022 09/2023
Knights Of Columbus Phoenix AZ 10/2023 08/2024
  • 10/2024 → Present
    Plano, TX
  • 05/2014 → 04/2021
    All Western Mortgage Inc
    Scottsdale, AZ
  • 04/2021 → 11/2022
    Loandepot.cOm Llc
    Scottsdale, AZ
  • 11/2022 → 09/2023
    Fairway Independent Mortgage Corporation Inc
    Glendale, AZ
  • 10/2023 → 08/2024
    Knights Of Columbus
    Phoenix, AZ
Other Businesses

Ordinary Dad Life LLC. This is a hobby craft business I own. I make religious gifts and items for sale online via Etsy. ordinarydadlife.etsy.com. I am the Managing Member of the LLC and sole proprietor. I work roughly 3-4 hours a month on this business. It does not involve investment related activities. The nature of the work is crafting and fulfilling online orders. Revenue per year is less than $5k.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-14
S63 Uniform Securities Agent State Law Examination 2011-02-22
  • S65 Uniform Investment Adviser Law Examination
    2024-11-14
  • S63 Uniform Securities Agent State Law Examination
    2011-02-22
Other Names
  • Chris A Gonzalez

View on SEC IAPD

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