Michael Scott Carlson

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → Present
  Richard L. Carlson
  Indianapolis, IN
• 01/2013 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

(1) NAME OF OTHER BUSINESS: CARLSON WEALTH ADVISORS INVESTMENT RELATED: YES ADDRESS: 6119 US HIGHWAY 31 SOUTH, INDIANAPOLIS, IN 46227 NATURE OF BUSINESS: DBA START DATE: JANUARY 1, 2012 APX NUMBER OF HOURS PER WEEK: 50 HOURS APX NUMBER OF HOURS DURING TRADING HOURS: 50 HOURS BRIEF DESCRIPTION OF DUTIES: FINANCIAL ADVISOR (2)NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 04/2020 APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, ANNUITIES AND LONG TERM CARE (3) NAME OF OTHER BUSINESS: CARLSON WEALTH ADVISORS, INC.; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 01/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: I RUN PAYROLL THROUGH THIS BUSINESS;

Exams

• S66 Uniform Combined State Law Examination
  2012-05-21
• S63 Uniform Securities Agent State Law Examination
  2011-04-07

Designations

• Certified Financial Planner