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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2020-04-08
  • IL RA
    APPROVED
    Since 2020-04-08

Branch Locations

1977 West Galena Boulevard, Aurora, IL 60506 • United States

9 E. Ogden Ave., Naperville, IL 60563 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Warrenville IL 09/2008 11/2018
J.P. Morgan Securities Llc Warrenville IL 10/2012 11/2018
Edward Jones St Louis MO 04/2019 01/2020
Unemployed Aurora IL 11/2018 04/2019
Pnc Investments Naperville IL 03/2020 Present
  • 09/2008 → 11/2018
    Jpmorgan Chase Bank
    Warrenville, IL
  • 10/2012 → 11/2018
    J.P. Morgan Securities Llc
    Warrenville, IL
  • 04/2019 → 01/2020
    St Louis, MO
  • 11/2018 → 04/2019
    Unemployed
    Aurora, IL
  • 03/2020 → Present
    Pnc Investments
    Naperville, IL
Previous Registrations
  • 2019-07-19 → 2020-01-22
    Aurora, IL
    St Louis, MO
    Naperville, IL
    Aurora, IL
    St Louis, MO
    Aurora, IL
    Naperville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-07-03
S63 Uniform Securities Agent State Law Examination 2011-03-24
  • S66 Uniform Combined State Law Examination
    2019-07-03
  • S63 Uniform Securities Agent State Law Examination
    2011-03-24

View on SEC IAPD

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