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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-12-11
NH RA APPROVED 2020-12-10
  • TX RA
    APPROVED
    Since 2020-12-11
  • NH RA
    APPROVED
    Since 2020-12-10

Branch Locations

900 Elm St, Manchester, NH 03101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 01/2011 11/2019
Raymond James Financial Services, Inc. Manchester NH 11/2019 11/2020
Steward Partners Investment Advisory Llc Manchester NH 11/2019 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Manchester NH 11/2020 Present
Previous Registrations
Other Businesses

I*124468 For profit or not for profit: For-Profit Organization Name of outside business organization: MEBA Properties LLC Investment related: N Address of business: Manchester, New Hampshire 3104 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 6/1/2018 Number of hours devoted: 0 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: rental property

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-25
  • S66 Uniform Combined State Law Examination
    2013-06-25
Other Names
  • Ashley Nicole Berberian
  • Ashley N Berberian

View on SEC IAPD

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