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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2011-05-06 |
| AL | RA | APPROVED | 2011-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner &Amp; Smith, Inc | Mobile | AL | 01/2011 | Present |
| Bank Of America Na | Mobile | AL | 02/2011 | Present |
I*1921260, Entity Type, Entity Charitable, Name of OBA: Archdiocese of Mobile, Address: Mobile, AL, 36602, Investment Related: No, Position, Title, Association: Board Member, Employee Start Date: 09/30/2024, No Hours: 10hrs/Annually, No Hours during trading: 0, Duties: I will communicate financial data from the accountants to the board regarding the needs of sick and retired priests within the Archdiocese of Mobile. I will not give any investment advice, execute any financial transactions or lead any fundraising. I*3523287Entity Type: Fiduciary roleName of OBA: W. L H.Address: Philadelphia, Mississippi, 39350Investment Related: NoPosition, Title, Association: Power of AttorneyEmployee Start Date: 01/01/2016Number of Hours: 5, YearlyNumber of Hours during trading: 5, YearlyDuties: Power or Attorney/Nephew I*3716266, Entity Type: , Name of OBA: St. Mary Parish, Address: Mobile, Alabama, 36604, Investment Related: N, Position, Title, Association: Committee, Employee Start Date: 01/01/2015, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties: Budgeting and planning advice for the parish and school at quarterly meetings. I will not have access to funds or checkwritingFinance Council Committee Member: I will act in an advisory role to help the parish and school with budgets and planning for the year. I will not have access to funds or checkwriting ability.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-11 |
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