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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-03
FL RA APPROVED 2016-08-15
  • TX RA
    APPROVED
    Since 2018-10-03
  • FL RA
    APPROVED
    Since 2016-08-15

Branch Locations

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

6298 W Waters Ave, Tampa, FL 33634 • United States

3928 W Hillsborough Ave, Tampa, FL 33614 • United States

1500 S Dale Mabry Hwy, Tampa, FL 33629 • United States

214 S Hyde Park Ave, Tampa, FL 33606 • United States

4950 W Kennedy Blvd, Tampa, FL 33609 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Tampa FL 08/2016 11/2016
Wells Fargo Clearing Services, Llc Tampa FL 11/2016 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-11-09
S63 Uniform Securities Agent State Law Examination 2011-03-15
  • S65 Uniform Investment Adviser Law Examination
    2011-11-09
  • S63 Uniform Securities Agent State Law Examination
    2011-03-15
Other Names
  • Robert Wise
  • Robert Stokes Wise
  • Robert S Wise

View on SEC IAPD

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