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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-12-11
MD RA APPROVED 2023-12-08
  • TX RA
    APPROVED_RES
    Since 2023-12-11
  • MD RA
    APPROVED
    Since 2023-12-08

Branch Locations

650 S Exeter St Floor 09, Baltimore, MD 21202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Bank Columbia MD 06/2014 01/2018
Bb&T Investment Services, Inc. Charlotte NC 06/2014 01/2018
Bb&T Securities, Llc Richmond VA 01/2018 02/2021
Truist Investment Services, Inc. King Of Prussia PA 02/2021 10/2023
Jpmorgan Chase Bank, Na Baltimore MD 11/2023 Present
Jpmorgan Securities Llc Baltimore MD 11/2023 Present
  • 06/2014 → 01/2018
    Bb&T Bank
    Columbia, MD
  • 06/2014 → 01/2018
    Bb&T Investment Services, Inc.
    Charlotte, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Richmond, VA
  • 02/2021 → 10/2023
    Truist Investment Services, Inc.
    King Of Prussia, PA
  • 11/2023 → Present
    Jpmorgan Chase Bank, Na
    Baltimore, MD
  • 11/2023 → Present
    Jpmorgan Securities Llc
    Baltimore, MD
Previous Registrations
  • 2020-10-14 → 2023-10-10
    Columbia, MD
    King Of Prussia, PA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Columbia, MD
    Richmond, VA
  • 2014-07-03 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Columbia, MD
  • 2012-09-21 → 2014-06-30
    Owings Mills, MD
Other Businesses

Entity Name: University of Maryland Medical School Investment related: No "Address: 655 W Baltimore ST S Baltimore, MD 21201" Nature of the other business: Educational Position/Title/Relationship: Advisor/Officer Start Date: 05/08/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a board of visitors member and will support events and increase visibility to the Medical School.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-07-18
S65 Uniform Investment Adviser Law Examination 2012-09-20
  • S63 Uniform Securities Agent State Law Examination
    2014-07-18
  • S65 Uniform Investment Adviser Law Examination
    2012-09-20
Other Names
  • Robin Bloom Thomas

View on SEC IAPD

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