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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-12-11 |
| MD | RA | APPROVED | 2023-12-08 |
Branch Locations
650 S Exeter St Floor 09, Baltimore, MD 21202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bb&T Bank | Columbia | MD | 06/2014 | 01/2018 |
| Bb&T Investment Services, Inc. | Charlotte | NC | 06/2014 | 01/2018 |
| Bb&T Securities, Llc | Richmond | VA | 01/2018 | 02/2021 |
| Truist Investment Services, Inc. | King Of Prussia | PA | 02/2021 | 10/2023 |
| Jpmorgan Chase Bank, Na | Baltimore | MD | 11/2023 | Present |
| Jpmorgan Securities Llc | Baltimore | MD | 11/2023 | Present |
Entity Name: University of Maryland Medical School Investment related: No "Address: 655 W Baltimore ST S Baltimore, MD 21201" Nature of the other business: Educational Position/Title/Relationship: Advisor/Officer Start Date: 05/08/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am a board of visitors member and will support events and increase visibility to the Medical School.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2014-07-18 |
| S65 | Uniform Investment Adviser Law Examination | 2012-09-20 |
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