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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-11-09
FL RA APPROVED 2022-07-20
  • TX RA
    APPROVED
    Since 2023-11-09
  • FL RA
    APPROVED
    Since 2022-07-20

Branch Locations

1 Independent Drive 24Th Fl [F4-Rbo], Jacksonville, FL 32202 • United States

818 Highway A1A, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Palm Coast FL 12/2009 Present
Wells Fargo Advisors Llc Palm Coast FL 01/2011 11/2016
Wells Fargo Clearing Services, Llc Palm Coast FL 11/2016 Present
  • 12/2009 → Present
    Wachovia Bank, N.A.
    Palm Coast, FL
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Palm Coast, FL
  • 11/2016 → Present
    Palm Coast, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-19
S63 Uniform Securities Agent State Law Examination 2011-03-15
  • S66 Uniform Combined State Law Examination
    2022-07-19
  • S63 Uniform Securities Agent State Law Examination
    2011-03-15

View on SEC IAPD

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