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Jeannette A Maddox

Ubs Financial Services Inc.

Dallas, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-12-24
  • TX RA
    APPROVED
    Since 2018-12-24

Branch Locations

100 Crescent Court Suite 400, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Dallas TX 09/2016 12/2018
Ubs Financial Services Dallas TX 12/2018 Present
  • 09/2016 → 12/2018
    Morgan Stanley
    Dallas, TX
  • 12/2018 → Present
    Ubs Financial Services
    Dallas, TX
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-16
S63 Uniform Securities Agent State Law Examination 2014-12-10
  • S66 Uniform Combined State Law Examination
    2018-01-16
  • S63 Uniform Securities Agent State Law Examination
    2014-12-10
Other Names
  • Jeannette Anderson Maddox
  • Jeannette Maddox
  • Jeannette A Maddox

View on SEC IAPD

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