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Darrick Joseph Brooks

Wells Fargo Clearing Services, LLC

Rapid City, SD

Sturgis, SD

Sioux Falls, SD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2019-09-23
TX RA APPROVED 2018-10-10
SD RA APPROVED 2018-09-24
  • ND RA
    APPROVED
    Since 2019-09-23
  • TX RA
    APPROVED
    Since 2018-10-10
  • SD RA
    APPROVED
    Since 2018-09-24

Branch Locations

825 Saint Joseph St, Rapid City, SD 57701 • United States

1040 Main St, Sturgis, SD 57785 • United States

6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Rapid City SD 12/2002 07/2018
Wells Fargo Advisors Llc Rapid City SD 02/2011 Present
  • 12/2002 → 07/2018
    Wells Fargo Bank, N.A.
    Rapid City, SD
  • 02/2011 → Present
    Wells Fargo Advisors Llc
    Rapid City, SD
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-09-22
  • S66 Uniform Combined State Law Examination
    2018-09-22
Other Names
  • Darrick J Brooks

View on SEC IAPD

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SEACREST WEALTH MANAGEMENT, LLC · RAPID CITY, SD
SEACREST INVESTMENT MANAGEMENT, LLC · Rapid City, SD
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