Federico Enrique Plata

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 09/2018 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

I am listed as a MGRM of a company call Dolphin Capital Group LLC, this not an active company, in the pass the company provide business consulting like business plans and viability of projects, never related with any Investment activity. The reason why I disclose this is because the company is not involve in any business activity know but still show active on the Florida corporation pages (Sunbiz)

Exams

• S66 Uniform Combined State Law Examination
  2018-10-11

Other Names

• Federico Enrique Plata
• Federico E Plata
• Federico Plata