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151 N 8Th Street, Suite 450, Lincoln, NE 68508 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2019-01-08 |
Branch Locations
4705 East 96Th St, Indianapolis, IN 46240-1486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Indianapolis | IN | 07/2015 | 01/2019 |
| The Prudential Insurance Company Of America | Indianapolis | IN | 07/2015 | 01/2019 |
| Allstate Insurance Co | Northbrook | IL | 01/2019 | Present |
| Allstate Financial Services, Llc | Lincoln | NE | 01/2019 | Present |
| Allstate Financial Advisors, Llc | Lincoln | NE | 01/2019 | Present |
Richard E Sipe Trust-Farm Operation, 8598 S 100 W, Ridgeville IN 47380, Co_Trustee, non investment related, duties-make joint decisions with co-trustee on expenses and income (cash rent), time devoted-2%, start dt-01/01/06, hrs per mo-3, during trading hrs-0 SIGNATOR POSITION: Fromer Agent - renewals NATURE: Renewals from previous agency.. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2017 ADDRESS: 13343 Dumbarton St, Carmel IN 46032, United States DESCRIPTION: Trails for DI TRAILING COMMISSIONS FROM EVERLAKE, LBL POSITION: Agent NATURE: Servicing Allstate legacy business for Everlake, LBL INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/22/2025 ADDRESS: 4705 E 96th Street, Suite31, Indianapolis IN 46240, United States DESCRIPTION: Servicing customers for Allstate legacy business TRAILING COMMISSIONS FROM MASS MUTUAL POSITION: Agent NATURE: trailing commissions from Mass Mutual form old business INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2025 ADDRESS: 4705 E 96th street, Suite 31, Indianapolis IN 46240, United States DESCRIPTION: Trailing commissions from old business
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-03 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-30 |
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