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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-04
  • TX RA
    APPROVED
    Since 2021-01-04

Branch Locations

13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Irving TX 10/2012 11/2020
Bank Of America, N.A. Irving TX 03/2013 11/2020
Oppenheimer & Co, Inc. Dallas TX 01/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-02-13
S63 Uniform Securities Agent State Law Examination 2011-04-27
  • S66 Uniform Combined State Law Examination
    2013-02-13
  • S63 Uniform Securities Agent State Law Examination
    2011-04-27
Other Names
  • Hiren P Patel
  • Hirenkumar P Patel
  • Hiren Patel
  • Hirenkumar Patel
  • Hiren P Patel

View on SEC IAPD

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