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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-04 |
Branch Locations
13455 Noel Road, Two Galleria Tower Suite 1800, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Irving | TX | 10/2012 | 11/2020 |
| Bank Of America, N.A. | Irving | TX | 03/2013 | 11/2020 |
| Oppenheimer & Co, Inc. | Dallas | TX | 01/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-27 |
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