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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-27
  • FL RA
    APPROVED
    Since 2024-09-27

Branch Locations

2495 Burnsed Boulevard, The Villages, FL 32163 • United States

8253 Southwest Highway 200, Ocala, FL 34481 • United States

4100 Nw 16Th Blvd, Gainesville, FL 32605 • United States

2650 Sw College Road, Ocala, FL 34471 • United States

2605 Nw 46Th Terrace, Ocala, FL 34482 • United States

3910 Wedgewood Lane, The Villages, FL 32162 • United States

670 Kristine Way, The Villages, FL 32163 • United States

19160 Us Hwy 441, Mt Dora, FL 32757 • United States

2605 Sw 91St Street, Gainesville, FL 32608 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Deerfield Beach FL 11/2012 09/2019
Wells Fargo Clearing Services, Llc Deerfield Beach FL 11/2012 09/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boca Raton FL 09/2019 04/2021
Bank Of America, N.A. Boca Raton FL 09/2019 04/2021
J.P. Morgan Securities, Llc Deerfield Beach FL 04/2021 01/2023
J.P. Morgan Chase Bank, N.A. Deerfield Beach FL 04/2021 01/2023
Fidelity Investments Sanford FL 01/2023 Present
Fifth Third Bank, N.A. Orlando FL 09/2024 Present
Fifth Third Securities, Inc. Orlando FL 09/2024 Present
  • 11/2012 → 09/2019
    Wells Fargo Bank, N.A.
    Deerfield Beach, FL
  • 11/2012 → 09/2019
    Wells Fargo Clearing Services, Llc
    Deerfield Beach, FL
  • 09/2019 → 04/2021
    Boca Raton, FL
  • 09/2019 → 04/2021
    Bank Of America, N.A.
    Boca Raton, FL
  • 04/2021 → 01/2023
    Deerfield Beach, FL
  • 04/2021 → 01/2023
    J.P. Morgan Chase Bank, N.A.
    Deerfield Beach, FL
  • 01/2023 → Present
    Fidelity Investments
    Sanford, FL
  • 09/2024 → Present
    Fifth Third Bank, N.A.
    Orlando, FL
  • 09/2024 → Present
    Orlando, FL
Previous Registrations
  • 2023-05-02 → 2024-10-02
    Fidelity Personal And Workplace Advisors
    Sanford, FL
  • 2021-04-14 → 2023-01-11
    Deerfield Beach, FL
    Pompano Beach, FL
    Winter Springs, FL
    Oviedo, FL
    Orange City, FL
    Sanford, FL
    Altamonte Springs, FL
    Winter Springs, FL
  • 2019-10-30 → 2021-04-09
    Boca Raton, FL
    New York, NY
    Boca Raton, FL
    Boca Raton, FL
Other Businesses

CanMad LLC - 250 W LAKE MARY BLVD 3049 SANFORD, FL 32773 - travel consultant - Manager - 20 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-25
S63 Uniform Securities Agent State Law Examination 2011-04-07
  • S66 Uniform Combined State Law Examination
    2019-10-25
  • S63 Uniform Securities Agent State Law Examination
    2011-04-07
Other Names
  • Nordia Monique Hue
  • Nordia Monique Smith
  • Nordia Monique Hue Rose
  • Nordia Hue Rose
  • Nordia Hue Rose
  • Nordia Monique Rose
  • Nordia Monique Smith

View on SEC IAPD

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