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Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-27 |
Branch Locations
2495 Burnsed Boulevard, The Villages, FL 32163 • United States
8253 Southwest Highway 200, Ocala, FL 34481 • United States
4100 Nw 16Th Blvd, Gainesville, FL 32605 • United States
2650 Sw College Road, Ocala, FL 34471 • United States
2605 Nw 46Th Terrace, Ocala, FL 34482 • United States
3910 Wedgewood Lane, The Villages, FL 32162 • United States
670 Kristine Way, The Villages, FL 32163 • United States
19160 Us Hwy 441, Mt Dora, FL 32757 • United States
2605 Sw 91St Street, Gainesville, FL 32608 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Deerfield Beach | FL | 11/2012 | 09/2019 |
| Wells Fargo Clearing Services, Llc | Deerfield Beach | FL | 11/2012 | 09/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Boca Raton | FL | 09/2019 | 04/2021 |
| Bank Of America, N.A. | Boca Raton | FL | 09/2019 | 04/2021 |
| J.P. Morgan Securities, Llc | Deerfield Beach | FL | 04/2021 | 01/2023 |
| J.P. Morgan Chase Bank, N.A. | Deerfield Beach | FL | 04/2021 | 01/2023 |
| Fidelity Investments | Sanford | FL | 01/2023 | Present |
| Fifth Third Bank, N.A. | Orlando | FL | 09/2024 | Present |
| Fifth Third Securities, Inc. | Orlando | FL | 09/2024 | Present |
CanMad LLC - 250 W LAKE MARY BLVD 3049 SANFORD, FL 32773 - travel consultant - Manager - 20 hrs/mo (0 mkt hrs) - not securities related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-04-07 |
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