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Thomas G. Beckley

J.P. Morgan Securities LLC

West Harrison, NY

West Harrison, NY

CRD 5883121

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-03
TX RA APPROVED 2015-02-03
NJ RA APPROVED 2014-12-16
  • NY RA
    APPROVED
    Since 2021-05-03
  • TX RA
    APPROVED
    Since 2015-02-03
  • NJ RA
    APPROVED
    Since 2014-12-16

Branch Locations

925 Westchester Ave, West Harrison, NY 10604 • United States

925 Westchester Ave, West Harrison, NY 10604 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc West Harrison NY 11/2014 Present
Jpmorgan Chase Bank, N.A. West Harrison NY 11/2014 Present
  • 11/2014 → Present
    J.P. Morgan Securities Llc
    West Harrison, NY
  • 11/2014 → Present
    Jpmorgan Chase Bank, N.A.
    West Harrison, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-22
S63 Uniform Securities Agent State Law Examination 2011-04-28
  • S65 Uniform Investment Adviser Law Examination
    2014-10-22
  • S63 Uniform Securities Agent State Law Examination
    2011-04-28
Other Names
  • Thomas Beckley
  • Thomas Gregory Beckley

View on SEC IAPD

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Nearby Investors

RICHARD PETER ADLER
BRUCE IRA GREENBERG
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Nearby Offices

FOREPONT CAPITAL LLC · WHITE PLAINS, NY
COMMONWEALTH FINANCIAL NETWORK · West Harrison, NY
KINGSWOOD WEALTH ADVISORS, LLC · White Plains, NY

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