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Employer firm

Steward Partners Investment Advisory, LLC CRD 283004

$36.7B regulatory AUM 9,667 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • FINANCIAL CONSULTING

From the firm’s Form ADV. Read the guides:

Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2026-07-13
  • PA RA
    APPROVED
    Since 2026-07-13

Branch Locations

Yardley, PA • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Skyview Investment Advisors Llc Shrewsbury NJ 01/2010 10/2016
Lincoln Financial Securities Corporation / Osaic Fs Philadelphia PA 11/2016 02/2025
Lincoln Financial Advisors Corporation / Osaic Fa Philadelphia PA 11/2016 02/2025
Lincoln Financial Advisors & Securities / Osaic Fa & Fs Philadelphia PA 11/2016 02/2025
Osaic Wealth, Inc. Scottsdale AZ 01/2025 07/2026
Osaic Wealth, Inc. Scottsdale AZ 01/2025 07/2026
Steward Partners Global Advisory, Llc Yardley PA 07/2026 Present
Steward Partners Investment Advisory, Llc Yardley PA 07/2026 Present
Steward Partners Investment Solutions, Llc Yardley PA 07/2026 Present
  • 01/2010 → 10/2016
    Skyview Investment Advisors Llc
    Shrewsbury, NJ
  • 11/2016 → 02/2025
    Lincoln Financial Securities Corporation / Osaic Fs
    Philadelphia, PA
  • 11/2016 → 02/2025
    Lincoln Financial Advisors Corporation / Osaic Fa
    Philadelphia, PA
  • 11/2016 → 02/2025
    Lincoln Financial Advisors & Securities / Osaic Fa & Fs
    Philadelphia, PA
  • 01/2025 → 07/2026
    Scottsdale, AZ
  • 01/2025 → 07/2026
    Scottsdale, AZ
  • 07/2026 → Present
    Steward Partners Global Advisory, Llc
    Yardley, PA
  • 07/2026 → Present
    Yardley, PA
  • 07/2026 → Present
    Steward Partners Investment Solutions, Llc
    Yardley, PA
Previous Registrations
  • 2025-01-24 → 2026-07-13
    Scottsdale, AZ
  • 2017-07-25 → 2025-01-24
    Osaic Fs, Inc.
    Radnor, PA
    Fort Wayne, IN
  • 2015-07-27 → 2016-09-09
    Bpv Capital Management, Llc
    Shrewsbury, NJ
    Knoxville, TN
  • 2012-10-10 → 2015-03-20
    Skyview Investment Advisors Llc
    Shrewsbury, NJ
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-12-29
S65 Uniform Investment Adviser Law Examination 2012-10-09
  • S63 Uniform Securities Agent State Law Examination
    2022-12-29
  • S65 Uniform Investment Adviser Law Examination
    2012-10-09

View on SEC IAPD

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