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Van B Lam

Tlg Advisors, Inc.

Parker, CO

Summit, NJ

CRD 5882796

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Employer firm

Tlg Advisors, Inc. CRD 111052

$2.30B regulatory AUM 38 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2013-06-25
  • CO RA
    APPROVED
    Since 2013-06-25

Branch Locations

Parker, CO • United States

475 Springfield Ave, Summit, NJ 07901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leaders Group Inc Summit NJ 05/2011 Present
  • 05/2011 → Present
    The Leaders Group Inc
    Summit, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-18
S63 Uniform Securities Agent State Law Examination 2011-02-15
  • S66 Uniform Combined State Law Examination
    2013-06-18
  • S63 Uniform Securities Agent State Law Examination
    2011-02-15
Other Names
  • Van Lam

View on SEC IAPD

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