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James G Brown

J.P. Morgan Securities LLC

New Orleans, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-12-10
TX RA APPROVED 2020-12-10
  • LA RA
    APPROVED
    Since 2020-12-10
  • TX RA
    APPROVED
    Since 2020-12-10

Branch Locations

201 Saint Charles Ave Floor 28, New Orleans, LA 70170 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Augusta GA 10/2016 11/2016
Wells Fargo Bank Na Augusta GA 10/2016 07/2019
First Command Financial Services, Inc. Evans GA 06/2015 10/2016
First Command Financial Planning, Inc. Evans GA 06/2015 10/2016
Wells Fargo Clearing Services, Llc Augusta GA 11/2016 07/2019
Jpmorgan Chase Bank Na Atlanta LA 10/2020 Present
Jpmorgan Securities Llc Atlanta GA 10/2020 Present
Wells Fargo Bank Na New Orleans LA 07/2019 10/2020
Wells Fargo Clearing Services, Llc New Orleans LA 07/2019 10/2020
  • 10/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Augusta, GA
  • 10/2016 → 07/2019
    Wells Fargo Bank Na
    Augusta, GA
  • 06/2015 → 10/2016
    First Command Financial Services, Inc.
    Evans, GA
  • 06/2015 → 10/2016
    First Command Financial Planning, Inc.
    Evans, GA
  • 11/2016 → 07/2019
    Wells Fargo Clearing Services, Llc
    Augusta, GA
  • 10/2020 → Present
    Jpmorgan Chase Bank Na
    Atlanta, LA
  • 10/2020 → Present
    Jpmorgan Securities Llc
    Atlanta, GA
  • 07/2019 → 10/2020
    Wells Fargo Bank Na
    New Orleans, LA
  • 07/2019 → 10/2020
    Wells Fargo Clearing Services, Llc
    New Orleans, LA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-12-28
S63 Uniform Securities Agent State Law Examination 2011-03-26
  • S65 Uniform Investment Adviser Law Examination
    2011-12-28
  • S63 Uniform Securities Agent State Law Examination
    2011-03-26
Other Names
  • James Garfield Brown
  • James Garfield Brown
  • James Brown
  • James G Brown,

View on SEC IAPD

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Other Investors

CHRISTINE CHAMPAGNE MONTZ
JOSEPH CHARLES MONTZ
Morell S Crane
Bennett Lyle Duffy
ALEXANDER BRUCE HARCUS
Mary Elizabeth Brown
RONALD H. DAWSON, JR.
Jessica Leigh Marasco

Other Offices

MONTZ HARCUS WEALTH MANAGEMENT · NEW ORLEANS, LA
BEACON POINTE ADVISORS, LLC · NEW ORLEANS, LA
EDWARD JONES · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · New Orleans, LA
STATE FARM INVESTMENT MANAGEMENT CORP. · NEW ORLEANS, LA
LPL FINANCIAL LLC · NEW ORLEANS, LA
CETERA INVESTMENT ADVISERS LLC · NEW ORLEANS, LA

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