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Current Employers
Private Advisor Group, Llc

305 Madison Avenue, Morristown, NJ 07960 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-19
MI RA APPROVED 2015-09-23
  • TX RA
    APPROVED_RES
    Since 2024-07-19
  • MI RA
    APPROVED
    Since 2015-09-23

Branch Locations

305 Madison Avenue, Morristown, NJ 07960 • United States

11470 S Leelanau Hwy, Ste 106, Empire, MI 49630 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Traverse City MI 09/2015 Present
Private Advisor Group, Llc Traverse City MI 09/2015 Present
Previous Registrations
Other Businesses

(1) 09/21/2015 - Private Advisor Group - INV REL - 65 Madison Ave, Ste 300 Morristown, NJ 07960 - DBA for LPL Business (entity for LPL business) - START DBA for LPL Business (entity for LPL business) - 100% TIME SPENT (2) 10/12/2015 - Private Advisor Group, LLC - INV REL - 65 Madison Ave, Ste 300 Morristown, NJ 07960 - Registered Investment Advisor - START 9/8/2015 - 100% TIME SPENT - Adivsory services provided by the RIA (3) 8/28/2018 - BLB Services - Investment Related - 12930 S W Bay Shore Dr, Traverse City, MI 49684 - Business Entity For Tax/Investment Purposes Only - Start Date:08/16/2018 - 1 Hours Per Month/0 Hours During Trading - Business Entity For Tax/Investment Purposes Only - BLB Services. (4) 08/25/2022 - Private Advisor Group - DBA: Wildwood Financial - Investment Related - At Reported Business Location)s) - Registered Investment Advisor DBA - Start Date - 08/01/2022 - 135 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 135 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 08/26/2022 - Wildwood Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2022 - 25 Hours Per Month/20 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-26
  • S66 Uniform Combined State Law Examination
    2012-06-26
Other Names
  • Blake Mitchell Beebe

View on SEC IAPD

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