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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-19 |
| MI | RA | APPROVED | 2015-09-23 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
11470 S Leelanau Hwy, Ste 106, Empire, MI 49630 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Traverse City | MI | 09/2015 | Present |
| Private Advisor Group, Llc | Traverse City | MI | 09/2015 | Present |
(1) 09/21/2015 - Private Advisor Group - INV REL - 65 Madison Ave, Ste 300 Morristown, NJ 07960 - DBA for LPL Business (entity for LPL business) - START DBA for LPL Business (entity for LPL business) - 100% TIME SPENT (2) 10/12/2015 - Private Advisor Group, LLC - INV REL - 65 Madison Ave, Ste 300 Morristown, NJ 07960 - Registered Investment Advisor - START 9/8/2015 - 100% TIME SPENT - Adivsory services provided by the RIA (3) 8/28/2018 - BLB Services - Investment Related - 12930 S W Bay Shore Dr, Traverse City, MI 49684 - Business Entity For Tax/Investment Purposes Only - Start Date:08/16/2018 - 1 Hours Per Month/0 Hours During Trading - Business Entity For Tax/Investment Purposes Only - BLB Services. (4) 08/25/2022 - Private Advisor Group - DBA: Wildwood Financial - Investment Related - At Reported Business Location)s) - Registered Investment Advisor DBA - Start Date - 08/01/2022 - 135 Hours Per Month/110 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2022. I expect to spend approximately 135 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (5) 08/26/2022 - Wildwood Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 08/01/2022 - 25 Hours Per Month/20 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-26 |
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