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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-01-09
  • TX RA
    APPROVED
    Since 2013-01-09

Branch Locations

12377 Merit Drive Suite 1500, Dallas, TX 75251 • United States

Flower Mound, TX • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 06/2011 06/2020
Equitable Advisors, Llc New York NY 06/2011 Present
Other Businesses

1. Benefit Broker; AG Insurance Agencies, Inc; 6100 Western Place Suite 350 Fort Worth TX 76107; Start 5/2017; Approx 2hrs/mo. 2. Trustee for Mother's trust.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-12-15
S63 Uniform Securities Agent State Law Examination 2011-10-05
  • S65 Uniform Investment Adviser Law Examination
    2012-12-15
  • S63 Uniform Securities Agent State Law Examination
    2011-10-05

View on SEC IAPD

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