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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-08
CT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-03-08
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States

Clinton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Guilford CT 01/2011 03/2017
Mass Mutual Life Insurance Company Guilford CT 07/2016 Present
Mml Investors Services, Llc Guilford CT 03/2017 Present
  • 01/2011 → 03/2017
    Metlife Securities Inc
    Guilford, CT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Guilford, CT
  • 03/2017 → Present
    Guilford, CT
Previous Registrations
  • 2011-03-15 → 2017-03-25
    Msi Financial Services, Inc.
    Guilford, CT
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-11
  • S66 Uniform Combined State Law Examination
    2011-03-11
Designations
Other Names
  • Christopher Esposito

View on SEC IAPD

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