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Christopher A Esposito

Mml Investors Services, LLC

Guilford, CT

Clinton, CT

CRD 5882235

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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-08
CT RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2022-03-08
  • CT RA
    APPROVED
    Since 2017-03-25

Branch Locations

800 Boston Post Road Building 2, Suite 203, Guilford, CT 06437 • United States

Clinton, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Guilford CT 01/2011 03/2017
Mass Mutual Life Insurance Company Guilford CT 07/2016 Present
Mml Investors Services, Llc Guilford CT 03/2017 Present
  • 01/2011 → 03/2017
    Metlife Securities Inc
    Guilford, CT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Guilford, CT
  • 03/2017 → Present
    Mml Investors Services, Llc
    Guilford, CT
Previous Registrations
  • 2011-03-15 → 2017-03-25
    Msi Financial Services, Inc.
    Guilford, CT
    Glastonbury, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-11
  • S66 Uniform Combined State Law Examination
    2011-03-11
Designations
  • Chartered Financial Consultant
Other Names
  • Christopher Esposito

View on SEC IAPD

Nearby Firms

OSAIC WEALTH, INC.
COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC

Nearby Investors

BRETT DANIEL DOLAN
KENNETH W. CARONE
AMIE ELISABETH BROWER

Nearby Offices

OSAIC WEALTH, INC. · Guilford, CT
COMMONWEALTH FINANCIAL NETWORK · Guilford, CT
LPL FINANCIAL LLC · GUILFORD, CT

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