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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-03-08
  • TX RA
    APPROVED
    Since 2026-03-08

Branch Locations

Frisco, TX • United States

3965 Dallas Parkway Frisco Hub, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Frisco TX 09/2012 Present
Tiaa Frisco TX 09/2012 Present
Other Businesses

RENTAL PROPERTY POSITION: Owner NATURE: collect rent from rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/22/2015 ADDRESS: 1513 63rd Ave Ct, Greeley CO 80634 DESCRIPTION: Rental property

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-09-23
S63 Uniform Securities Agent State Law Examination 2011-02-10
  • S65 Uniform Investment Adviser Law Examination
    2015-09-23
  • S63 Uniform Securities Agent State Law Examination
    2011-02-10

View on SEC IAPD

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