Thomas K Lowell

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2021
  Fidelity Brokerage Services
  Salt Lake City, UT
• 12/2021 → 12/2022
  Morgan Stanley
  Sandy, UT
• 05/2023 → Present
  Ubs Financial Services
  Weehawken, NJ
• 12/2022 → 05/2023
  Unemployed
  Layton, UT

Previous Registrations

• 2018-07-13 → 2021-12-14
  Fidelity Personal And Workplace Advisors
  Boston, MA
• 2013-07-17 → 2018-07-13
  Strategic Advisers Llc
  Salt Lake City, UT

Exams

• S66 Uniform Combined State Law Examination
  2013-07-15
• S63 Uniform Securities Agent State Law Examination
  2011-04-01

Other Names

• Tommy Knight Lowell
• Tom Knight Lowell
• Thomas K Lowell
• Thomas Knight Lowell