Michael Harrison Baker

Current Employers

Employment History

• 04/2013 → 02/2018
  Alphastar Capital Management
  Cornelius, NC
• 02/2018 → 09/2020
  Planners Alliance Llc
  Holland, MI
• 04/2013 → Present
  Vertex Capital Advisors
  Fort Mill, SC
• 09/2020 → Present
  Advisory Alpha, Llc
  Holland, MI

Previous Registrations

• 2018-02-22 → 2020-09-15
  Planners Alliance
  Fort Mill, SC
  Holland, MI
• 2013-04-10 → 2018-02-22
  Alphastar Capital Management
  Charlotte, NC
  Cornelius, NC
  Fort Mill, SC
• 2012-04-05 → 2013-12-31
  Bts Asset Management, Inc.
  Charlotte, NC
• 2011-01-19 → 2013-04-15
  Family Legacy Wealth Management, Llc
  Charlotte, NC

Other Businesses

(1) Vertex Capital Advisors, LLC; Investment-related; 127 Ben Casey Drive, #104, Fort Mill, SC 29708; Insurance, education, consulting; Founding Member and Manager; 04/2013; Approx. 80 hours/month; Approx. 80 hours/month during trading hours; Offer comprehensive insurance case analysis, long term care insurance, annuities, and disability coverage. (2) Michael Baker; Investment-related; 127 Ben Casey Drive, #104, Fort Mill, SC 29708; Insurance, education, consulting; Licensed insurance agent; 04/2013; Approx. 80 hours/month as Manager of Vertex Capital Advisors; Approx. 80 hours/month during trading hours as Manager of Vertex Capital Advisors; Offer comprehensive insurance case analysis, long term care insurance, annuities, and disability coverage. (3) The Wealth Technique, LLC; Not Investment-related; 127 Ben Casey Drive, #104, Fort Mill, SC 29708; Financial education; Owner; 09/2022; Approx. 11 hours/month; Approx. 11 hours/month during trading hours; Providing financial education and public speaking.

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-15

Designations