William R Davis

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 03/2020
  Swbc Investment Company
  San Antonio, TX
• 09/2015 → 03/2020
  Swbc Investment Services Llc
  San Antonio, TX
• 03/2020 → 09/2021
  Infinex Investments, Inc.
  Meriden, CT
• 03/2020 → 09/2021
  Air Force Federal Credit Union
  San Antonio, TX
• 10/2021 → Present
  Lpl Financial Llc
  San Antonio, TX
• 10/2021 → Present
  International Bank Of Commerce
  San Antonio, TX

Previous Registrations

• 2020-03-02 → 2021-08-25
  Osaic Institutions, Inc.
  Meriden, CT
  San Antonio, TX
  San Antonio, TX
• 2015-09-24 → 2020-03-03
  Swbc Investment Company
  San Antonio, TX
  San Antonio, TX
  San Antonio, TX
• 2011-07-06 → 2015-10-02
  Avantax Advisory Services
  Fort Worth, TX

Other Businesses

1) 10/04/2021 - DOUBLE D BAR RANCH, LLC - Not Investment Related - SAN ANTONIO - Other - Rep's Business - Start Date:8.1.2014 - 25 Hrs/Mth - 0 Hrs During Trading. 2) 10/04/2021 - IBC Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - 0 Hrs/Mth - 0 Hrs During Trading. 3) 04/25/2025 - North Fork Financial Services, LLC. - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date : 02/12/2025 - 20 Hrs/Mth - 15 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-06-28
• S63 Uniform Securities Agent State Law Examination
  2011-04-21

Other Names

• Tres Davis
• William Davis
• William Davis